Traditionally, each component of task-oriented dialogue systems is trained independently with different supervision.

Task-oriented dialogue systems aim to accomplish various user goals through natural language communication, which often involve complexity and require multiple dialogue turns to complete [1-3]. For instance, when assisting users in booking air tickets, a task-oriented dialogue system engages in a conversation to gather information such as the departure place, destination, and departure time. Once sufficient information is obtained, the system automatically handles the booking process. The convenience offered by this natural language interaction has led to a growing interest in task-oriented dialogue systems in recent years [4-6]. Traditionally, task-oriented dialogue systems are generally modeled as intelligent agents that have access to back-end APIs to acquire knowledge in a database [7-9], thereby using this knowledge to help users complete various tasks. These agents follow a pipeline process in the dialogue with users: predict the user's intention, extract slot values in the user's utterance, call API to access the database and response to the user [10-15]. For example, as shown in Figure 1, when a user desires to book a restaurant, the agent engages in a dialogue where, in the first 4 turns, the user seeks a restaurant meeting specific requirements, prompting the agent to call the "find_restaurant" API. In the last 2 turns, the user provides detailed reservation information, leading to the agent calling the "book_restaurant" API. However, in real-world scenarios, the availability of customized APIs for building practical task-oriented dialogue systems is limited, primarily due to two reasons.

Task-oriented dialogue is often decomposed into three tasks: understanding user input, deciding actions, and generating a response.

Task-oriented dialogue (TOD) systems facilitate goal-driven interactions between users and machines. While recent advances in deep learning have improved the performance, TOD systems often struggle in low-resource scenarios with limited labeled data. To address this challenge, we propose Spec-TOD, a novel framework designed to train an end-to-end TOD system with limited data. Spec-TOD introduces two main innovations: (i) a novel specialized end-to-end TOD framework that incorporates explicit task instructions for instruction-tuned large language models (LLMs), and (ii) an efficient training strategy that leverages lightweight, specialized LLMs to achieve strong performance with minimal supervision. Experiments on the MultiWOZ dataset, a widely used TOD benchmark, demonstrate that Spec-TOD achieves competitive results while significantly reducing the need for labeled data. These findings highlight the potential of the proposed framework in advancing efficient and effective TOD systems in low-resource settings.

Task-Oriented Dialogue (TOD) systems are designed to fulfill user requests through natural language interactions, yet existing systems often produce generic, monotonic responses that lack individuality and fail to adapt to users' personal attributes. To address this, we introduce PicPersona-TOD, a novel dataset that incorporates user images as part of the persona, enabling personalized responses tailored to user-specific factors such as age or emotional context. This is facilitated by first impressions, dialogue policy-guided prompting, and the use of external knowledge to reduce hallucinations. Human evaluations confirm that our dataset enhances user experience, with personalized responses contributing to a more engaging interaction. Additionally, we introduce a new NLG model, Pictor, which not only personalizes responses, but also demonstrates robust performance across unseen domains https://github.com/JihyunLee1/PicPersona.

In this study, we explore the application of Large Language Models (LLMs) for generating synthetic users and simulating user conversations with a task-oriented dialogue system and present detailed results and their analysis. We propose a comprehensive novel approach to user simulation technique that uses LLMs to create diverse user profiles, set goals, engage in multi-turn dialogues, and evaluate the conversation success. We employ two proprietary LLMs, namely GPT-4o and GPT-o1 (Achiam et al., 2023), to generate a heterogeneous base of user profiles, characterized by varied demographics, multiple user goals, different conversational styles, initial knowledge levels, interests, and conversational objectives. We perform a detailed analysis of the user profiles generated by LLMs to assess the diversity, consistency, and potential biases inherent in these LLM-generated user simulations. We find that GPT-o1 generates more heterogeneous user distribution across most user attributes, while GPT-4o generates more skewed user attributes. The generated set of user profiles are then utilized to simulate dialogue sessions by interacting with a task-oriented dialogue system.

Post-processing networks (PPNs) are components that modify the outputs of arbitrary modules in task-oriented dialogue systems and are optimized using reinforcement learning (RL) to improve the overall task completion capability of the system. However, previous PPN-based approaches have been limited to handling only a subset of modules within a system, which poses a significant limitation in improving the system performance. In this study, we propose a joint optimization method for post-processing the outputs of all modules using universal post-processing networks (UniPPNs), which are language-model-based networks that can modify the outputs of arbitrary modules in a system as a sequence-transformation task. Moreover, our RL algorithm, which employs a module-level Markov decision process, enables fine-grained value and advantage estimation for each module, thereby stabilizing joint learning for post-processing the outputs of all modules. Through both simulation-based and human evaluation experiments using the MultiWOZ dataset, we demonstrated that UniPPN outperforms conventional PPNs in the task completion capability of task-oriented dialogue systems.

Task-oriented dialogue (TOD) system is designed to accomplish user-defined tasks through dialogues. The TOD system has progressed towards end-to-end modeling by leveraging pre-trained large language models. Fine-tuning the pre-trained language models using only supervised learning leads to the exposure bias and token loss problem and it deviates the models from completing the user's task. To address these issues, we propose a TOD system that leverages a unified pre-trained language model, GPT2, as a base model. It is optimized using supervised learning and reinforcement learning (RL). The issues in the TOD system are mitigated using a non-differentiable reward function. The reward is calculated using the weighted sum of the success rate and BLEU evaluation metrics. The success rate and BLEU metrics in reward calculation guide the language model for user task completion while ensuring a coherent and fluent response. Our model is acquired by fine-tuning a pre-trained model on the dialogue-session level which comprises user utterance, belief state, system act, and system response. Experimental results on MultiWOZ2.1 demonstrate that our model increases the inform rate by 1.60% and the success rate by 3.17% compared to the baseline.

Reinforcement learning (RL) is a powerful approach to enhance task-oriented dialogue (TOD) systems. However, existing RL methods tend to mainly focus on generation tasks, such as dialogue policy learning (DPL) or response generation (RG), while neglecting dialogue state tracking (DST) for understanding. This narrow focus limits the systems to achieve globally optimal performance by overlooking the interdependence between understanding and generation. Additionally, RL methods face challenges with sparse and delayed rewards, which complicates training and optimization. To address these issues, we extend RL into both understanding and generation tasks by introducing step-by-step rewards throughout the token generation. The understanding reward increases as more slots are correctly filled in DST, while the generation reward grows with the accurate inclusion of user requests. Our approach provides a balanced optimization aligned with task completion. Experimental results demonstrate that our approach effectively enhances the performance of TOD systems and achieves new state-of-the-art results on three widely used datasets, including MultiWOZ2.0, MultiWOZ2.1, and In-Car. Our approach also shows superior few-shot ability in low-resource settings compared to current models.

Intelligent task-oriented dialogue systems (ToDs) are expected to continuously acquire new knowledge, also known as Continual Learning (CL), which is crucial to fit ever-changing user needs. However, catastrophic forgetting dramatically degrades the model performance in face of a long streamed curriculum. In this paper, we aim to overcome the forgetting problem in ToDs and propose a method (HESIT) with hyper-gradient-based exemplar strategy, which samples influential exemplars for periodic retraining. Instead of unilaterally observing data or models, HESIT adopts a profound exemplar selection strategy that considers the general performance of the trained model when selecting exemplars for each task domain. Specifically, HESIT analyzes the training data influence by tracing their hyper-gradient in the optimization process. Furthermore, HESIT avoids estimating Hessian to make it compatible for ToDs with a large pre-trained model. Experimental results show that HESIT effectively alleviates catastrophic forgetting by exemplar selection, and achieves state-of-the-art performance on the largest CL benchmark of ToDs in terms of all metrics.